Online event
Regulatory essentials training programme
The sessions are a good opportunity for others in legal, compliance and business functions to refresh and update their regulatory knowledge and practice.
The sessions are a good opportunity for others in legal, compliance and business functions to refresh and update their regulatory knowledge and practice.
The first session will cover the overview of the UK Regulatory Framework, including the SMCR and financial promotions regimes.
Our annual Regulatory Essentials Training Programme sessions cover key regulatory issues in financial services, and are ideal for new joiners. The sessions are also a good opportunity for others in legal, compliance and business functions to refresh and update their regulatory knowledge and practice.
The programme will run over 10 lunchtime 90-minute sessions throughout the year and will focus on the regulation of products that we deal with in each sector together with the relevant regulatory priorities.
Registration details will be sent out prior to each session, so if you are registered to attend please make every effort to participate in each session. Once you register, you will receive the joining instructions via email.
A summary of this year's programme and registration details for all the sessions are set out below:
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